Privacy Policy

MCCONNELL FINANCIAL ADVISORS, LLC is committed to adhering to the requirements and

expectations regarding the privacy of personal information. Privacy regulations are founded upon

three definitions:

1. Consumer – a person who has not entered into an investment advisory relationship but has

disclosed non-public personal information to our firm.

2. Client – a person who has entered into an investment advisory relationship with the firm or

that individual’s designated representative.

3. Confidential Information – personally identifiable private information, not available from

public sources, about a client or consumer. In general, it includes name, address, age, social

security number, assets, income, net-worth, account balances, account numbers, beneficiary

information, or investment history.

Our firm collects non-public information about client and consumers. We will not share non-public

information about clients or consumers with third parties not affiliated with our firm, except as

noted below:

 To complete transactions or account changes, as directed by the client

 To maintain or service a client’s account

 If requested by the client

 With entities under common ownership and control of our firm

 With contracted third-parties who require the information to develop, support and

deliver services

 If our firm is required or permitted by law or regulatory authorities with jurisdiction

over the firm

As a client of our firm, your privacy is important to us. We are dedicated to safeguarding your

personal and financial information. We restrict access to confidential personal information about

you to those employees who need to know that information to provide products or services to you.

We maintain physical, electronic, and procedural safeguards to comply with federal standards to

guard your confidential personal information.

We will notify you in advance if our privacy policy is expected to change. We are required by law

to deliver this Privacy Notice to you annually, in writing.

Please contact us with any questions about this policy.